Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Walstrom is a financial advisor with Principal Asset Management. Nicholas is a registered representative and investment advisor representative. Nicholas has been in the industry since 2000. Nicholas holds Series 7 and Series 66 licenses. Nicholas is also a board member of the J&J Lovelace Foundation. Nicholas is committed to providing clients with personalized financial advice. Nicholas is experienced in a variety of areas, including portfolio management, asset allocation, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
MN
03/22/2022 - Present
Principal Asset Management (Excelsior MN)
MN
05/27/2010 - 03/02/2022
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
05/22/2007 - 05/27/2010
TAMARACK DISTRIBUTORS INC. (MINNEAPOLIS MN)
MN
02/05/2002 - 05/31/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (MINNEAPOLIS MN)
NJ
09/05/2000 - 03/01/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 02/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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