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Nicholas Jay Toman

Trek Financial

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About Nicholas Jay Toman

Nicholas Jay Toman is a financial advisor with Trek Financial and has been in the industry since 2008. Nicholas Toman is a Certified Financial Planner and holds Series 6, 63, and 65 securities licenses. Nicholas Toman specializes in providing financial planning and advisory services to individuals, businesses, and charitable organizations. He has experience working with clients of all types and has helped people achieve their financial goals.

Firm Information

Nicholas Toman is currently registered with Trek Financial. Trek Financial, headquartered in Scottsdale, Arizona, is an independent financial advisory firm serving a diverse clientele, including individuals, families, businesses, non-profits, and retirement plans. With over 51 licensed agents and 3 investment advisor representatives, Trek Financial provides a comprehensive range of financial services, including financial planning, pension consulting, portfolio management, educational seminars, and selection of other advisors. The firm manages over $2.2 billion in assets for its clients, and has a strong focus on providing personalized financial guidance and wealth management solutions.
Trek Financial

8355 EAST HARTFORD DRIVE

SCOTTSDALE, AZ 85255

$2.26B

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting

Consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Toman’s Registration & Firm History

AZ

03/02/2020 - Present

Trek Financial (SCOTTSDALE AZ)

WI

07/25/2016 - 11/20/2018

U.S. BANCORP INVESTMENTS, INC. (MADISON WI)

WI

10/14/2008 - 11/11/2011

COUNTRY CAPITAL MANAGEMENT COMPANY (MIDDLETON WI)

NA

03/12/1992 - 06/10/1992

FIRST INVESTORS CORPORATION

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Licenses & Designations

BC

Issued 11/09/2016

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/29/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Nicholas Jay Toman.
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