Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Sheridan is an investment professional with over 5 years of experience in the financial services industry. Nicholas is currently registered with MMA Securities LLC in New York, NY and Boston, MA. Nicholas holds Series 63, 65, and 6TO licenses. Nicholas previously worked as a Registered Representative with KESTRA INVESTMENT SERVICES, LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
1
2
NY
04/11/2024 - Present
MMA Securities LLC (New York NY)
NY
12/13/2019 - 03/18/2024
KESTRA INVESTMENT SERVICES, LLC (NEW YORK NY)
IA
Issued 04/11/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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