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Nicholas Jay Hansen

Vanguard Marketing Corp.

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About Nicholas Jay Hansen

Nicholas Hansen is a financial advisor with Vanguard Marketing Corp. Nicholas has been in the financial services industry for 1.5 years. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 63, and SIE licenses. Nicholas is registered with the Securities and Exchange Commission (SEC) and is a registered representative in 53 states.

Firm Information

Nicholas Hansen is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Hansen’s Registration & Firm History

AZ

11/14/2022 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

CA

08/18/2021 - 04/13/2022

NYLIFE SECURITIES LLC (IRVINE CA)

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Licenses & Designations

BC

Issued 10/14/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/18/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/07/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Jay Hansen.
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