Unclaimed
Nicholas Hansen is a financial advisor with Vanguard Marketing Corp. Nicholas has been in the financial services industry for 1.5 years. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 63, and SIE licenses. Nicholas is registered with the Securities and Exchange Commission (SEC) and is a registered representative in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
11/14/2022 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
CA
08/18/2021 - 04/13/2022
NYLIFE SECURITIES LLC (IRVINE CA)
BC
Issued 10/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/18/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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