Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Cordle is a financial advisor with Wealthpenn.comllc. Nicholas has been a financial advisor since 1995. Wealthpenn.comllc is a Registered Investment Advisor with offices in Tulsa, Oklahoma and Purchase, New York. They are able to provide a wide variety of services, including financial planning and portfolio management, to individual and institutional clients. They specialize in working with clients seeking investment advice for individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OK
03/19/2020 - Present
Wealthpenn.comllc (Tulsa OK)
OK
12/12/2011 - 07/20/2012
MULTI-FINANCIAL SECURITIES CORPORATION (TULSA OK)
OK
07/17/2009 - 12/14/2011
CAMBRIDGE INVESTMENT RESEARCH, INC. (TULSA OK)
OK
02/09/2007 - 07/17/2009
MULTI-FINANCIAL SECURITIES CORPORATION (TULSA OK)
OK
06/15/2006 - 12/06/2006
ASKAR CORP. (TULSA OK)
OK
01/03/2006 - 05/26/2006
IBC INVESTMENTS (TULSA OK)
MA
03/11/2005 - 09/12/2005
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
AL
01/03/2005 - 03/04/2005
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
01/21/1999 - 12/31/2004
PROEQUITIES, INC. (BIRMINGHAM AL)
GA
04/11/1995 - 01/01/1999
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
IA
Issued 5/5/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/31/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 8/13/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/30/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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