Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Exias is a financial advisor who has been in the industry for over 10 years. Nicholas is currently registered with Fidelity Personal And Workplace Advisors, where Nicholas is a Registered Representative. Nicholas also previously worked at Santander Securities LLC, TD Ameritrade, Inc., J.P. Morgan Securities LLC, AXA Advisors, LLC and MetLife Securities Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
11/02/2023 - Present
Fidelity Personal AND Workplace Advisors (NEW BRITAIN CT)
CT
07/01/2021 - 06/09/2022
SANTANDER SECURITIES LLC (West Hartford CT)
CT
06/10/2019 - 01/11/2021
TD AMERITRADE, INC. (FAIRFIELD CT)
CT
06/13/2016 - 06/04/2019
J.P. MORGAN SECURITIES LLC (NEW CANAAN CT)
CT
09/04/2015 - 05/10/2016
AXA ADVISORS, LLC (STAMFORD CT)
CT
01/18/2014 - 09/08/2015
METLIFE SECURITIES INC. (SHELTON CT)
BOTH
Issued 07/15/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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