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Nicholas James Yeros

Schwab Wealth Advisory, Inc.

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About Nicholas James Yeros

Nicholas Yeros is a financial advisor registered with Schwab Wealth Advisory, Inc. Nicholas has been in the financial services industry for over six years. Nicholas has a Series 7, 63, and 66 license as well as a Series 9 license. Nicholas holds active licenses in both Colorado and Texas and is registered with the FINRA and state securities regulators. Nicholas specializes in Portfolio Management for Individuals and Businesses, and Financial Planning. Prior to joining Schwab Wealth Advisory, Inc., Nicholas worked for Atmos Energy Corporation in Dallas, Texas.

Firm Information

Nicholas Yeros is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Nicholas Yeros’s Registration & Firm History

CO

07/13/2021 - Present

Schwab Wealth Advisory, Inc. (Lone Tree CO)

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Licenses & Designations

BOTH

Issued 09/26/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/30/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/2019

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicholas James Yeros.
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