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Nicholas James Struk

Seaport Global Securities LLC

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About Nicholas James Struk

Nicholas Struk is a registered representative of Seaport Global Securities LLC. Nicholas has been in the securities industry since April 24, 1998 and has worked for various firms, including Cantor Fitzgerald & Co., Macquarie Capital (USA) Inc., UBS Securities LLC, and Bear, Stearns & Co. Inc. Nicholas has a strong track record of success in the industry and is dedicated to providing his clients with the highest level of service and expertise. Nicholas holds the Series 7, Series 24, Series 55, Series 57TO, Series 99TO and SIE licenses.

Firm Information

Nicholas Struk is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Struk’s Registration & Firm History

NY

08/03/2022 - Present

Seaport Global Securities LLC (NEW YORK NY)

CT

11/02/2015 - 04/22/2022

CANTOR FITZGERALD & CO. (DARIEN CT)

NY

06/19/2012 - 10/02/2015

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

06/27/2008 - 05/01/2012

UBS SECURITIES LLC (NEW YORK NY)

NY

10/20/1997 - 06/19/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/21/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/14/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/17/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicholas James Struk.
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