Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Schiano is a financial professional with over 20 years of experience in the financial industry. Nicholas currently works at Spartan Capital Securities, LLC, where he started in 2017. Prior to Spartan Capital Securities, LLC, Nicholas worked at several other firms including Worden Capital Management LLC, Legend Securities, Inc., Joseph Gunnar & Co. LLC, Brookstone Securities, Inc., Citigroup Global Markets Inc., Chase Investment Services Corp., E*TRADE Securities LLC, J.P. Turner & Company, L.L.C., Gunnallen Financial, Inc, G&L Partners, Inc., and G&L Partners, LLC. Nicholas holds the Series 7, Series 25, Series 63 and Series 65 licenses. Nicholas holds FINRA and SRO registrations in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/15/2017 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
11/04/2016 - 09/07/2017
WORDEN CAPITAL MANAGEMENT LLC (New York NY)
NY
08/23/2013 - 11/09/2016
LEGEND SECURITIES, INC. (NEW YORK NY)
NY
06/20/2012 - 08/30/2013
JOSEPH GUNNAR & CO. LLC (STATEN ISLAND NY)
NY
03/14/2011 - 06/22/2012
BROOKSTONE SECURITIES, INC. (STATEN ISLAND NY)
NY
06/14/2010 - 03/10/2011
CITIGROUP GLOBAL MARKETS INC. (STATEN ISLAND NY)
NY
03/28/2008 - 06/08/2010
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
NJ
05/17/2007 - 04/17/2008
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
08/01/2006 - 04/16/2007
J.P. TURNER & COMPANY, L.L.C. (STATEN ISLAND NY)
NY
05/09/2005 - 08/01/2006
GUNNALLEN FINANCIAL, INC (STATEN ISLAND NY)
NY
05/28/2004 - 05/12/2005
G&L PARTNERS, INC. (SEA CLIFF NY)
NY
07/17/2001 - 06/07/2004
G&L PARTNERS, LLC (NEW YORK NY)
IA
Issued 03/29/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2003
Series 7 - General Securities Representative Examination
BC
Issued 12/11/2001
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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