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Nicholas James Roughan

Nylife Securities LLC

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About Nicholas James Roughan

Nicholas Roughan is a Registered Representative with Nylife Securities LLC. Nicholas joined Nylife Securities LLC on June 5, 2024. Nicholas has two securities licenses, Series 7TO and SIE. Nicholas is located in Chester, NJ and is registered to conduct business in New Jersey.

Firm Information

Nicholas Roughan is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Roughan’s Registration & Firm History

NJ

06/05/2024 - Present

Nylife Securities LLC (CHESTER NJ)

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Licenses & Designations

BC

Issued 06/04/2024

Series 7TO - General Securities Representative Examination

BC

Issued 07/08/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas James Roughan.
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