Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Nowakowski is a financial advisor registered with Vanguard Advisers, Inc. Nicholas has been in the securities industry since 2012. Nicholas holds Series 6, 7, and 63 licenses, as well as the SIE exam, and is a Certified Financial Planner. Nicholas is currently registered with the state of Pennsylvania and Texas and provides financial advisory services to a variety of clients, including individuals, high-net-worth individuals, trusts, businesses, corporations, charitable organizations, and pooled investment vehicles. Nicholas also provides financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/02/2016 - Present
Vanguard Advisers, Inc. (Plano TX)
PA
03/30/2012 - 06/12/2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)
BC
Issued 05/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/29/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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