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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Marino is a financial advisor with Vanguard Advisers, Inc. Nicholas has been in the industry for over 8 years and holds Series 66, Series 24, Series 10, Series 9, SIE, and Series 7 licenses. Nicholas has worked with previous firms including Purshe Kaplan Sterling Investments, PNC Investments, Morgan Stanley, J.P. Morgan Securities LLC, and AXA Advisors, LLC. Nicholas is also a registered Investment Advisor Representative (IAR) in Ohio. Nicholas's specialties include retirement planning, college savings plans, and estate planning. Nicholas's primary office location is in Scottsdale, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
02/07/2025 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
OH
03/18/2021 - 07/14/2022
PURSHE KAPLAN STERLING INVESTMENTS (Columbus OH)
OH
03/27/2020 - 01/21/2021
PNC INVESTMENTS (LONDON OH)
OH
10/07/2019 - 03/04/2020
MORGAN STANLEY (Columbus OH)
OH
12/07/2016 - 09/25/2019
J.P. MORGAN SECURITIES LLC (WORTHINGTON OH)
OH
08/26/2016 - 12/14/2016
AXA ADVISORS, LLC (AKRON OH)
BOTH
Issued 12/19/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2018
Series 24 - General Securities Principal Examination
BC
Issued 04/27/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/19/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
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