Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Mangini is a financial professional with over 10 years of experience in the industry. Nicholas is currently registered with MML Investors Services, LLC and has a Series 6, 7, 63 and 65. Nicholas has prior experience with Northwestern Mutual Investment Services, LLC, PNC INVESTMENTS, PURSHE KAPLAN STERLING INVESTMENTS, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and ING FINANCIAL PARTNERS, INC. Nicholas specializes in providing financial advice to individuals, businesses, trusts, foundations and charitable organizations. Nicholas also offers asset allocation programs, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
08/21/2023 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
NJ
03/06/2018 - 03/20/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Florham Park NJ)
NJ
01/23/2013 - 10/20/2015
PNC INVESTMENTS (SCOTCH PLAINS NJ)
NJ
08/17/2012 - 09/21/2012
PURSHE KAPLAN STERLING INVESTMENTS (FAIRFIELD NJ)
NJ
05/16/2011 - 07/24/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
PA
11/25/2010 - 04/08/2011
ING FINANCIAL PARTNERS, INC. (PHILADELPHIA PA)
BC
Issued 03/30/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/04/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/23/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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