Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Kass is a financial advisor at Wells Fargo Clearing Services, LLC. Nicholas is registered with FINRA and has been in the securities industry since July 2013. Nicholas has been associated with Wells Fargo Clearing Services, LLC since November 2016. Nicholas holds the Series 66, Series 7 and SIE securities licenses and is a Certified Financial Planner. Nicholas is registered to offer securities and investment advisory services in Alabama, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Maine, Missouri, New Hampshire, New Jersey, New Mexico, New York, North Carolina, South Carolina, Tennessee, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
03/24/2017 - Present
Wells Fargo Clearing Services, LLC (CHARLESTON SC)
VA
06/12/2013 - 06/25/2014
SIGNATOR INVESTORS, INC. (VIRGINIA BEACH VA)
BOTH
Issued 09/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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