Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Inglese is a financial professional with over 30 years of experience in the financial services industry. Nicholas is currently registered as a Registered Representative and Investment Advisor Representative with Eagle Strategies LLC. Nicholas has held past roles with firms such as AXA Advisors, LLC, LPL Financial LLC, Essex National Securities, Inc., PFIC Securities Corporation, FISERV Investor Services, Inc., and SMA Equities, Inc. Nicholas holds a Series 6, 7, 24, 53, 63 and 66 license. Nicholas is currently registered in Maine, Massachusetts, New Hampshire, New York, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
03/12/2013 - Present
Eagle Strategies LLC (MANCHESTER NH)
NY
10/17/2011 - 03/23/2012
AXA ADVISORS, LLC (MELVILLE NY)
NY
08/28/2008 - 02/10/2011
LPL FINANCIAL LLC (JERICHO NY)
NY
06/21/2006 - 09/26/2008
ESSEX NATIONAL SECURITIES, INC. (GARDEN CITY NY)
NY
10/05/2005 - 06/21/2006
PFIC SECURITIES CORPORATION (JERICHO NY)
TX
09/11/1997 - 10/05/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
CA
06/03/1996 - 08/25/1997
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
08/16/1993 - 07/13/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IL
08/03/1993 - 06/23/1995
ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
09/23/1991 - 07/29/1993
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
MA
01/25/1991 - 02/18/1992
SMA EQUITIES, INC. (WORCESTER MA)
BOTH
Issued 12/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1991
Series 7 - General Securities Representative Examination
BC
Issued 01/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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