Unclaimed
Nicholas Hoffstatter is a financial professional with experience in the securities industry. Nicholas is currently registered with Dealerweb Inc. and holds Series 6, 7TO, and 63 licenses. Nicholas has experience working for Vanguard Marketing Corporation in Malvern, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/10/2019 - Present
Dealerweb Inc. (Jersey City NJ)
PA
08/29/2018 - 09/16/2019
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 09/07/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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