Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Hoffmann is a financial professional with over 10 years of experience in the securities industry. He holds the Series 63, Series 79, and SIE licenses. Currently, Nicholas is registered with Mufg Securities Americas Inc. in New York and has been with the firm since April 2017. Previously, he worked at BTMU Securities, Inc. for three years, holding positions in both New York and Chicago.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
01/27/2014 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
IL
05/10/2011 - 04/02/2012
BTMU SECURITIES, INC. (CHICAGO IL)
BC
Issued 08/05/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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