Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Grimm is a financial advisor registered with Wells Fargo Clearing Services, LLC. Nicholas has been in the financial services industry since November 26, 2005 and holds the following licenses: Series 63, Series 65, Series 7 and the SIE Exam. Nicholas specializes in providing financial advice to individuals, high-net-worth individuals, businesses, and charitable organizations. Nicholas is also registered with the following states: California, Colorado, Florida, Indiana, Kentucky, Maryland, Michigan, New York, North Carolina, Ohio, Oklahoma, South Carolina, Tennessee and Washington. Before joining Wells Fargo Clearing Services, LLC, Nicholas worked for FIFTH THIRD SECURITIES, INC. and NATCITY INVESTMENTS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/29/2024 - Present
Wells Fargo Clearing Services, LLC (CINCINNATI OH)
KY
10/22/2008 - 08/07/2017
FIFTH THIRD SECURITIES, INC. (NEWPORT KY)
KY
05/26/2006 - 10/06/2008
NATCITY INVESTMENTS, INC. (COLD SPRING KY)
MN
02/06/2006 - 05/01/2006
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
RI
09/22/2005 - 01/09/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 12/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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