Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Di maio is a financial advisor with ADP Broker-Dealer, Inc. Nicholas has been in the financial services industry since July 2019. Nicholas holds the Series 63, Series 6TO, Series 26 and SIE licenses. Nicholas is registered with 33 states, including Alabama, Alaska, Arizona, California, Colorado, Connecticut, Florida, Hawaii, Illinois, Indiana, Kansas, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/29/2019 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 08/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/29/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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