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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Corrente is a financial advisor registered with Stifel, Nicolaus & Company, Inc. based in Appleton, WI. Nicholas has been working in the financial services industry since 1997 and is licensed to provide financial advice in multiple states. Nicholas is a registered representative and investment advisor representative and holds various securities licenses, including Series 7, 24, 52TO, 63, and 65 licenses. Nicholas has experience working for several firms including B.C. Ziegler and Company, J.P. Morgan Securities LLC and Chase Investment Services Corp. Nicholas's previous positions have allowed him to develop a strong understanding of the financial markets and client needs. Nicholas specializes in working with individuals, high-net-worth individuals, businesses, and pooled investment vehicles. Nicholas is committed to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
03/16/2018 - Present
Stifel, Nicolaus & Company, Inc. (APPLETON WI)
WI
05/04/2017 - 03/16/2018
B. C. ZIEGLER AND COMPANY (APPLETON WI)
WI
10/01/2012 - 05/09/2017
J.P. MORGAN SECURITIES LLC (APPLETON WI)
WI
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GREEN BAY WI)
IL
09/13/2002 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
12/01/2001 - 09/03/2002
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NJ
07/30/1999 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
NY
07/25/1997 - 07/19/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/01/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/15/2012
Series 4 - Registered Options Principal Examination
BC
Issued 12/21/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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