Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Coppola is a financial advisor with Principal Asset Management, having been registered in the industry since 2003. Nicholas has been associated with Principal Asset Management since 2018. He is a registered representative in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Nicholas is also registered as an investment advisor representative in New Jersey. He is a Chartered Financial Analyst and holds Series 3, 7, 24, 30, and 66 licenses. Nicholas works with individuals, investment companies, pooled investment vehicles, corporations or other businesses, high-net-worth individuals, state or municipal government entities, insurance companies, charitable organizations, banking or thrift institutions, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
NJ
11/26/2018 - Present
Principal Asset Management (Mountainside NJ)
IA
02/10/2012 - 12/26/2018
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
CT
07/30/2009 - 07/19/2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CA
12/14/2005 - 12/26/2008
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
NJ
07/24/1995 - 12/07/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 07/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/2017
Series 30 - NFA Branch Manager Examination
BC
Issued 08/06/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2017
Series 3 - National Commodity Futures Examination
BC
Issued 12/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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