Unclaimed
Nicholas James Colling is a financial professional registered with Northwestern Mutual Investment Services, LLC. He has been in the industry since May 2, 2023. Nicholas is licensed in Michigan and holds Series 7TO, Series 63 and SIE licenses. He has been working with Northwestern Mutual Investment Services, LLC since May 3, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MI
05/03/2023 - Present
Northwestern Mutual Investment Services, LLC (Troy MI)
BC
Issued 06/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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