Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Clendenin has been a registered representative in the securities industry since 1991. Nicholas has a total of 28 years of experience. Nicholas is currently registered with Charles Schwab & CO., Inc. in Georgia and Texas. Nicholas is also registered with FINRA. Nicholas is a Series 7, Series 63, and Series 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
GA
01/02/2019 - Present
Charles Schwab & CO., Inc. (Sandy Springs GA)
GA
12/11/2006 - 09/11/2013
CREDIT SUISSE SECURITIES (USA) LLC (ATLANTA GA)
GA
11/01/2004 - 12/05/2006
JEFFERIES & COMPANY, INC. (ATLANTA GA)
NY
10/03/2003 - 11/01/2004
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
TN
07/28/2003 - 08/19/2003
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
03/16/2000 - 05/16/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
12/12/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NJ
06/11/1996 - 03/03/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
11/08/1993 - 06/03/1996
ALEX. BROWN & SONS INCORPORATED
TX
08/31/1992 - 11/04/1993
THE PRINCIPAL/EPPLER, GUERIN & TURNER, INC. (DALLAS TX)
LA
04/04/1991 - 05/14/1991
HIBERNIA INVESTMENT SECURITIES INC. (NEW ORLEANS LA)
IA
Issued 07/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Nicholas Clendenin is the right advisor for you? Invested Better is here to help.
