Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Bernardo is a registered representative with UBS Securities LLC, a broker-dealer located in New York, NY. Nicholas has been in the financial services industry since August 2022. Nicholas holds Series 63, 79TO and SIE licenses. Nicholas is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/22/2022 - Present
UBS Securities LLC (New York NY)
BC
Issued 07/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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