Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Baldwin is a registered representative with Cowen and Co. Nicholas has been in the industry since 2021 and holds the Series 99TO and SIE exams. Previously, Nicholas worked at Pershing LLC in Lake Mary, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/23/2023 - Present
Cowen AND Co. (LAKE MARY FL)
FL
09/01/2021 - 08/18/2023
PERSHING LLC (LAKE MARY FL)
BC
Issued 09/01/2021
Series 99TO - Operations Professional Examination
BC
Issued 10/23/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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