Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Chase is a financial professional with experience in the securities industry. Nicholas currently works for Prime Capital Markets, LLC. Nicholas previously worked at RONIN CAPITAL, LLC. Nicholas holds the Series 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/10/2021 - Present
Prime Capital Markets, LLC (CHICAGO IL)
IL
05/10/2019 - 05/28/2020
RONIN CAPITAL, LLC (CHICAGO IL)
BC
Issued 05/10/2019
Series 57TO - Securities Trader Exam
BC
Issued 03/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
Not sure Nicholas Chase is the right advisor for you? Invested Better is here to help.
