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Nicholas Jack Chase

Prime Capital Markets, LLC

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About Nicholas Jack Chase

Nicholas Chase is a financial professional with experience in the securities industry. Nicholas currently works for Prime Capital Markets, LLC. Nicholas previously worked at RONIN CAPITAL, LLC. Nicholas holds the Series 57TO and SIE licenses.

Firm Information

Nicholas Chase is currently registered with Prime Capital Markets, LLC. Prime Capital Markets, LLC is a Limited Liability Company that was formed on June 26, 2020. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Chase’s Registration & Firm History

IL

11/10/2021 - Present

Prime Capital Markets, LLC (CHICAGO IL)

IL

05/10/2019 - 05/28/2020

RONIN CAPITAL, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 05/10/2019

Series 57TO - Securities Trader Exam

BC

Issued 03/22/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

Disclosures

There are no public disclosures for Nicholas Jack Chase.
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