Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Smedley is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. located in Chandler, Arizona. Nicholas has been in the financial industry since 2010 and holds Series 7, Series 63, and Series 66 licenses. Nicholas has a wide range of experience working with individuals, corporations, high-net-worth clients, and insurance companies. Nicholas Smedley has worked at Merrill Lynch, Pierce, Fenner & Smith Inc. since 2014. Before joining Merrill Lynch, Pierce, Fenner & Smith Inc., Nicholas worked at Kennedy, Cabot & Co. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nicholas specializes in providing investment advice, portfolio management, and financial planning services to clients. Nicholas is a registered representative with FINRA and is also registered as an investment advisor representative in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/15/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
NA
07/06/1994 - 02/06/1995
KENNEDY, CABOT & CO.
NA
02/21/1990 - 08/11/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 07/31/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Nicholas Smedley is the right advisor for you? Invested Better is here to help.
