Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas McMordie is a registered representative with Alps Distributors, Inc. Nicholas has been in the financial services industry since March 8, 2011. Nicholas holds the Series 7, Series 24, and SIE licenses and is registered in Colorado. Nicholas was previously employed by Perella Weinberg Partners LP and Janus Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/10/2019 - Present
Alps Distributors, Inc. (DENVER CO)
NY
03/20/2015 - 06/25/2018
PERELLA WEINBERG PARTNERS LP (NEW YORK NY)
CO
02/24/2010 - 02/19/2015
JANUS DISTRIBUTORS LLC (DENVER CO)
BC
Issued 06/02/2015
Series 24 - General Securities Principal Examination
BC
Issued 06/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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