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Nicholas J Franco

Park Avenue Securities LLC

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About Nicholas J Franco

Nicholas Franco is a financial advisor at Park Avenue Securities LLC. Nicholas has over 20 years of experience in the financial services industry and holds the Series 7, Series 63, and Series 65 licenses. Nicholas specializes in providing financial planning, portfolio management, and educational seminars to individuals, families, and businesses. Nicholas is committed to providing personalized service and helping clients achieve their financial goals. Nicholas is also the owner of NJF Ventures, LLC, which facilitates payment for marketing expenses and tax benefits. Nicholas is also a coach for BiondCoaching LLC, a company that provides a structural process for balancing the behavioral and financial needs of clients.

Firm Information

Nicholas Franco is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Franco’s Registration & Firm History

NJ

10/16/2019 - Present

Park Avenue Securities LLC (HOLMDEL NJ)

NJ

01/11/2011 - 11/05/2018

FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)

NY

05/05/2010 - 11/17/2010

CHELSEA FINANCIAL SERVICES (STATEN ISLAND NY)

NY

03/17/2008 - 05/07/2008

VFINANCE INVESTMENTS, INC (STATEN ISLAND NY)

GA

10/21/2002 - 03/01/2006

J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)

NJ

08/29/2001 - 11/14/2002

GRAYSON FINANCIAL LLC (RED BANK NJ)

GA

01/26/2001 - 08/31/2001

J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)

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Licenses & Designations

IA

Issued 07/18/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/02/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Nicholas J Franco. Review regulatory record here.
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