Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Dunn is a financial professional with over 6 years of experience in the securities industry. Nicholas is currently registered with PNC Capital Markets LLC and is licensed to offer securities and investment advisory services in 52 states. Nicholas holds the Series 7, Series 63, Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
12/15/2016 - Present
PNC Capital Markets LLC (DENVER CO)
BC
Issued 01/05/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/15/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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