Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Spyres is a financial professional with over 12 years of experience in the industry. Nicholas is currently registered with Mizuho Securities USA LLC in Los Angeles, California. Previously, Nicholas was registered with CITIGROUP GLOBAL MARKETS INC. in New York, New York. Nicholas holds FINRA Series 63, 79, SIE, and 24 licenses and is registered with the state securities regulators in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/22/2014 - Present
Mizuho Securities USA LLC (LOS ANGELES CA)
NY
12/22/2010 - 03/28/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 12/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Spyres is the right advisor for you? Invested Better is here to help.
