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Nicholas Iocco

THE Pinnacle Financial Group

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About Nicholas Iocco

Nicholas Iocco is a financial advisor with over 40 years of experience in the financial services industry. Nicholas is currently registered with The Pinnacle Financial Group and LPL Financial LLC. Nicholas is also a Registered Investment Advisor and provides a range of services including financial planning, portfolio management for individuals, pension consulting, and selection of other advisors. Nicholas has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Nicholas Iocco is currently registered with THE Pinnacle Financial Group. THE Pinnacle Financial Group, headquartered in Rockville Centre, NY, is an investment advisor with 37 investment advisor representatives. The firm manages over $1.2 billion in regulatory assets under management for clients including high-net-worth individuals, corporations, and pension and profit-sharing plans. They offer financial planning, pension consulting, selection of other advisors, and portfolio management for individuals.
THE Pinnacle Financial Group

9 SOUTH LONG BEACH ROAD

ROCKVILLE CENTRE, NY 11570

$1.20B

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Financial planning

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Nicholas Iocco’s Registration & Firm History

NY

08/27/2021 - Present

THE Pinnacle Financial Group (ROCKVILLE CENTRE NY)

CA

01/01/1992 - 12/17/1997

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

NA

03/07/1983 - 01/01/1992

CHRIS SECURITIES INC.

NA

02/02/1981 - 12/27/1982

GUARDIAN INVESTOR SERVICES CORPORATION

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Licenses & Designations

BC

Issued 06/26/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/03/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/1986

Series 7 - General Securities Representative Examination

BC

Issued 01/28/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Iocco.
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