Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Holmes is a financial professional with over 14 years of experience in the financial services industry. Nicholas is currently registered with Intellicents Investment Solutions Inc. in Colorado and has held previous registrations in multiple states. Nicholas has a wide range of experience in the financial services industry, including working with a variety of clients, including high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth. Nicholas is also registered as a Registered Representative with FINRA and is a licensed investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
07/17/2019 - Present
Intellicents Investment Solutions Inc. (GOLDEN CO)
CO
11/01/2017 - 07/19/2019
CETERA ADVISORS LLC (DENVER CO)
CO
07/03/2017 - 10/23/2017
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
05/18/2015 - 06/27/2017
CETERA ADVISOR NETWORKS LLC (DENVER CO)
CO
05/18/2015 - 06/27/2017
CETERA ADVISORS LLC (DENVER CO)
CO
05/18/2015 - 06/27/2017
CETERA FINANCIAL SPECIALISTS LLC (DENVER CO)
CO
05/18/2015 - 06/27/2017
CETERA INVESTMENT SERVICES LLC (DENVER CO)
CO
01/21/2015 - 04/17/2015
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
TX
11/18/2010 - 11/04/2014
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
06/24/2008 - 09/09/2010
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
BOTH
Issued 11/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/05/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/23/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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