Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Dalgety is a financial professional with over 20 years of experience in the industry. Nicholas is currently registered with Foreside Fund Services, LLC, and previously worked at Quasar Distributors, LLC, Northern Lights Distributors, LLC, and Goldman, Sachs & Co. Nicholas is licensed in 52 states for Broker-Dealer activities and holds Series 6, 7, 63, and 66 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/02/2015 - Present
Foreside Fund Services, LLC (Los Angeles CA)
ME
05/07/2013 - 12/31/2014
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NE
10/22/2012 - 04/26/2013
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
NY
08/12/1999 - 08/11/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 02/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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