Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Clark is a registered representative with Park Avenue Securities LLC, located in Austin, TX. Nicholas has been in the financial industry since 2011. Nicholas is a Registered Representative with Park Avenue Securities LLC, a wholly owned subsidiary of Guardian Life Insurance Company of America (Guardian), New York, NY. Nicholas is also a Registered Investment Advisor Representative with Guardian Advisory Services LLC, a wholly owned subsidiary of Guardian. Park Avenue Securities LLC is an investment firm with approximately $12 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
04/21/2023 - Present
Park Avenue Securities LLC (AUSTIN TX)
TX
06/24/2015 - 03/22/2023
MML INVESTORS SERVICES, LLC (HOUSTON TX)
PA
04/01/2014 - 06/24/2015
SANTANDER SECURITIES LLC (CAMP HILL PA)
PA
09/19/2011 - 03/19/2014
NYLIFE SECURITIES LLC (HARRISBURG PA)
IA
Issued 09/21/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/16/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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