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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Fasano is an Investment Advisor Representative at Fidelity Personal And Workplace Advisors. Nicholas Fasano has been in the financial services industry since December 23, 2020. Nicholas Fasano holds Series 66, Series 7, Series 9, and Series 10 licenses. Nicholas Fasano is registered in 54 states and has worked for a variety of firms, including Northwestern Mutual Investment Services, LLC, CRI Securities, LLC and Securian Financial Services, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/18/2021 - Present
Fidelity Personal AND Workplace Advisors (GREENWOOD VILLAGE CO)
MN
06/14/2019 - 06/26/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MINNEAPOLIS MN)
MN
10/03/2018 - 03/06/2019
CRI SECURITIES, LLC (MINNEAPOLIS MN)
MN
10/03/2018 - 03/06/2019
SECURIAN FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 12/20/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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