Unclaimed
Nicholas Hunter Evans is a registered representative with Northwestern Mutual Investment Services, LLC located in Louisville, KY. Nicholas has been in the industry since 2024. Nicholas holds the Series 7TO and the SIE licenses. Northwestern Mutual Investment Services, LLC is a registered broker-dealer and investment advisor offering a variety of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
KY
08/15/2024 - Present
Northwestern Mutual Investment Services, LLC (LOUISVILLE KY)
BC
Issued 08/15/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/03/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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