Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Moreira is a financial professional with over a decade of experience in the industry. Nicholas is currently registered with Deutsche Bank Securities Inc. and is a Series 7, Series 63, and SIE licensed professional. Previously, Nicholas was with BARCLAYS CAPITAL INC. Nicholas's career has been focused on providing expert financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
12/14/2011 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
06/11/2008 - 08/15/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 09/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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