Unclaimed
Nicholas Huber Seidenberg is a financial professional with over 15 years of experience in the industry. Nicholas is currently registered with Eastdil Secured Advisors LLC and holds Series 7, Series 63, SIE, Series 79TO and Series 99TO licenses. Nicholas has a long history of working with clients, with previous roles at WELLS FARGO SECURITIES, LLC, FURMAN SELZ LLC, and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/01/2019 - Present
Eastdil Secured Advisors LLC (Santa Monica CA)
DC
08/03/2009 - 10/01/2019
WELLS FARGO SECURITIES, LLC (WASHINGTON DC)
NY
05/02/1996 - 08/28/1996
FURMAN SELZ LLC (NEW YORK NY)
NJ
10/01/1993 - 03/21/1996
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 07/03/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/29/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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