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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Stonnington is an investment advisor representative with Prime Capital Financial in Overland Park, KS. Nicholas Stonnington has over 30 years of experience in the financial services industry. Nicholas Stonnington is also an insurance agent and is registered to offer products through non-affiliated insurance marketing organizations (IMOs). Nicholas Stonnington has a strong background in investment advisory services. Nicholas Stonnington is a well-rounded financial professional with a broad range of experience and expertise. Nicholas Stonnington specializes in financial planning, portfolio management, and qualified retirement plan services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
01/04/2023 - Present
Prime Capital Financial (OVERLAND PARK KS)
CA
08/03/2005 - 12/08/2020
STONNINGTON GROUP, LLC (PASADENA CA)
AZ
02/22/2005 - 05/24/2005
QUANTUM LEAP SECURITIES, LLC (SCOTTSDALE AZ)
CA
08/19/2004 - 08/19/2004
THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)
NY
01/19/1983 - 11/13/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/27/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/12/2005
Series 4 - Registered Options Principal Examination
BC
Issued 07/25/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/23/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/13/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/03/1983
Series 5 - Interest Rate Options Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
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Inactive
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