Unclaimed
Nicholas Hegarty is a financial professional with over 14 years of experience in the industry. Nicholas is currently registered with Foreside Fund Services, LLC and holds a Series 7, Series 3, and Series 66 license. Previously, Nicholas was registered with Goldman Sachs & Co. LLC and Fleet Meehan Specialist, Inc. Nicholas's prior experience gives him a comprehensive understanding of the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/22/2018 - Present
Foreside Fund Services, LLC (NEW YORK NY)
NY
10/14/2009 - 04/10/2018
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
08/14/2001 - 12/20/2001
FLEET MEEHAN SPECIALIST, INC. (NEW YORK NY)
BOTH
Issued 10/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/24/2009
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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