Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Hemmerly is a financial advisor with over 15 years of experience in the industry. Nicholas has a strong background in investment banking and has held positions at several prominent firms, including J.P. Morgan Securities LLC and Jefferies LLC. Nicholas is currently a registered representative of Clear Street LLC. Nicholas is licensed in 53 states and is dedicated to providing personalized financial advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
07/10/2023 - Present
Clear Street LLC (West Palm Beach FL)
TX
04/08/2020 - 07/19/2023
ENTORO SECURITIES, LLC (HOUSTON TX)
NY
04/01/2016 - 02/20/2020
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC (NEW YORK NY)
NY
07/15/2014 - 03/14/2016
JEFFERIES LLC (NEW YORK NY)
CA
07/26/2013 - 07/14/2014
JMP SECURITIES LLC (SAN FRANCISCO CA)
NY
08/21/2012 - 07/23/2013
SCOTT-MACON SECURITIES, INC. (NEW YORK NY)
NY
04/14/2010 - 02/29/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/06/2007 - 08/11/2008
TRI-ARTISAN PARTNERS LLC (NEW YORK NY)
NC
07/20/2006 - 07/31/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
PA
12/01/2005 - 04/28/2006
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 12/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/30/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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