Unclaimed
Nicholas Harmon Hatch has been a financial professional since 2007. Nicholas currently works at Invicta Capital LLC in OAKMONT, PA. Nicholas has a Series 7, Series 79, Series 63 and SIE. Nicholas is licensed in Utah. Prior to working at Invicta Capital LLC, Nicholas worked at Probitas Funds Group, LLC in San Francisco, CA, Harkin Capital Securities, LLC in Park City, UT, Orchard Securities, LLC in San Francisco, CA, Omni Brokerage, Inc. in South Jordan, UT, Probitas Funds Group, LLC in San Francisco, CA, Deutsche Bank Securities Inc. in San Francisco, CA and Jefferies & Company, Inc. in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/15/2024 - Present
Invicta Capital LLC (OAKMONT PA)
CA
02/15/2023 - 08/13/2024
PROBITAS FUNDS GROUP, LLC (SAN FRANCISCO CA)
UT
10/31/2012 - 01/20/2023
HARKEN CAPITAL SECURITIES, LLC (Park City UT)
CA
07/14/2011 - 10/26/2012
ORCHARD SECURITIES, LLC (SAN FRANCISCO CA)
UT
11/09/2010 - 04/28/2011
OMNI BROKERAGE, INC. (SOUTH JORDAN UT)
CA
06/03/2008 - 06/01/2010
PROBITAS FUNDS GROUP, LLC (SAN FRANCISCO CA)
CA
10/31/2007 - 03/10/2008
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
CA
08/09/2007 - 10/24/2007
JEFFERIES & COMPANY, INC. (SAN FRANCISCO CA)
BC
Issued 02/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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