Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Halen is a financial professional with over 15 years of experience in the industry. Nicholas is currently registered with J.P. Morgan Securities LLC, a leading financial services firm. Prior to his current role, Nicholas held positions at NYLIFE Distributors LLC, Sidot & Company, LLC, and Evolution Financial Technologies, LLC. Nicholas holds a variety of licenses including Series 7, 24, 55, 63, 86, and 87. Nicholas has been in the industry since August 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
08/14/2023 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
NY
06/04/2015 - 01/04/2022
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
01/04/2010 - 01/11/2013
SIDOTI & COMPANY, LLC (NEW YORK NY)
NJ
04/25/2008 - 11/18/2009
ASSENT LLC (EDISON NJ)
NJ
06/25/2004 - 04/28/2008
EVOLUTION FINANCIAL TECHNOLOGIES, LLC (ISELIN NJ)
BC
Issued 08/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/03/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/15/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/24/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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