Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Wood is a financial professional with over 27 years of experience in the financial services industry. Nicholas has a strong background in securities, options, and futures trading, having held various positions at leading financial institutions such as Citigroup Global Markets Inc. and Salomon Brothers Inc. Currently, Nicholas is associated with Susquehanna Financial Group, Lllp in Stamford, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
07/23/2003 - Present
Susquehanna Financial Group, Lllp (STAMFORD CT)
NY
10/09/1995 - 07/25/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/29/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 12/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2011
Series 4 - Registered Options Principal Examination
BC
Issued 11/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2000
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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