Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Kukawski is a financial advisor currently registered with Charles Schwab & Co., Inc. in Northbrook, Illinois. Nicholas has been working in the financial services industry since 2011 and is currently licensed to provide investment advice in Illinois. Nicholas has also previously worked for several other financial institutions including TD Ameritrade, Inc., Citigroup Global Markets Inc., Fifth Third Securities, Inc., and J.P. Morgan Securities LLC. Nicholas has been an active advisor with multiple securities and investment advisor registrations in various states. Nicholas Kukawski’s experience and background suggest a broad base of knowledge and expertise in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
06/16/2022 - Present
Charles Schwab & CO., Inc. (Northbrook IL)
IL
04/14/2022 - 07/29/2024
TD AMERITRADE, INC. (Northbrook IL)
IL
12/11/2018 - 04/06/2022
CITIGROUP GLOBAL MARKETS INC. (VERNON HILLS IL)
IL
04/25/2016 - 05/26/2017
FIFTH THIRD SECURITIES, INC. (ISLAND LAKE IL)
IL
11/19/2014 - 10/05/2015
FIFTH THIRD SECURITIES, INC. (WAUKEGAN IL)
WI
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (BURLINGTON WI)
IL
09/05/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GURNEE IL)
IA
Issued 05/28/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/26/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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