Unclaimed
Nicholas Wiedrich is an Investment Advisor Representative and a Financial Advisor working with Independent Advisor Alliance, LLC. Nicholas has been working in the financial services industry since September 15, 2008. Nicholas has both a Series 7 and Series 66 license and has been registered in several states including Arizona, Colorado, Florida, Minnesota, New Mexico, North Dakota, Ohio, South Dakota, Texas and Wyoming. Nicholas can provide clients with investment advice and services, financial planning, pension consulting, educational seminars, and portfolio management for both individuals and businesses. Nicholas works out of the Bismarck, ND office of the Independent Advisor Alliance, LLC firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ND
04/09/2018 - Present
Independent Advisor Alliance, LLC (Bismark ND)
ND
09/16/2008 - 10/22/2015
THRIVENT INVESTMENT MANAGEMENT INC. (HAZEN ND)
BOTH
Issued 09/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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