Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Guccia is a financial advisor with Cetera Investment Advisers LLC. Nicholas has been in the financial services industry since 2016 and is licensed to provide advisory services in Georgia and Tennessee. Nicholas holds Series 6, 7, 63, and 65 licenses. Nicholas specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Nicholas has experience working with various clients, including individuals, high-net-worth individuals, businesses, and corporations. In addition to his work as a financial advisor, Nicholas owns and operates Nicholas Guccia LLC, a real estate rental and development company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
04/29/2024 - Present
Cetera Investment Advisers LLC (HIXSON TN)
GA
09/26/2023 - 02/15/2024
PRUCO SECURITIES, LLC. (ATLANTA GA)
GA
04/28/2023 - 10/10/2023
WELLS FARGO CLEARING SERVICES, LLC (ATLANTA GA)
PA
03/19/2021 - 04/27/2022
CETERA INVESTMENT SERVICES LLC (SAYRE PA)
NY
06/07/2016 - 03/25/2021
LPL FINANCIAL LLC (JOHNSON CITY NY)
NY
09/22/2014 - 01/12/2016
FORESTERS FINANCIAL SERVICES, INC. (ENDICOTT NY)
IA
Issued 08/07/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/04/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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