Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Groman is a financial advisor with Avantax Advisory Services. Nicholas has been in the financial services industry since 2014. Nicholas is a Certified Financial Planner™ professional, registered with the state of Ohio and holds the Series 7, Series 63, and Series 66 licenses. Nicholas is located in Cincinnati, Ohio and is licensed to provide financial services in 20 states. Nicholas provides a variety of financial planning and investment management services to individuals, businesses, and retirement plan participants.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
OH
07/24/2023 - Present
Avantax Advisory Services (Cincinnati OH)
OH
09/22/2020 - 07/19/2023
HORAN SECURITIES, INC. (CINCINNATI OH)
KY
04/23/2014 - 10/19/2018
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 04/03/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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