Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Leone is a financial advisor who is registered with Vanguard Marketing Corp. and holds the Series 7TO, Series 66, and SIE licenses. Nicholas is a member of FINRA and is registered to offer securities in 53 states and territories. Nicholas began working in the financial services industry on May 3, 2024. Prior to joining Vanguard Marketing Corp. Nicholas worked at Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
06/05/2024 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NY
04/19/2024 - 05/20/2024
EQUITABLE ADVISORS, LLC (MELVILLE NY)
BOTH
Issued 03/08/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/05/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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